financial crime compliance

Draws on direct experience of financial crime control testing and regulatory inspection, gained working with financial institutions and regulators, to help businesses build and evidence effective financial crime defences.

This service covers:

• AML/CFT policy and control design

• Financial crime risk assessment

• Customer risk assessment methodology development

• Customer due diligence (CDD/EDD) and transaction monitoring reviews

• Transaction monitoring rules review

• Suspicious activity / transaction reporting review

• Control effectiveness testing

• Regulatory / inspection readiness and gap analysis

• Staff training and awareness

The result: financial crime controls that stand up to scrutiny, built on real regulatory experience.