Experience and Expertise

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Qualified accountant, project manager and compliance professional who has worked with multi-national institutions and regulators in a career spanning more than 30 years. Significant focus on financial crime encompassing anti-money laundering, counter-terrorist financing, bribery and corruption, tax evasion and fraud.

Global AML policy and procedures development and implementation for global banking group (including Planning, Reporting, Communications and Training content development and delivery). Development of processes for managing open regulatory and policy breaches for UK bank. Development and implementation of Corporate Criminal Offence procedures for the predicate offence of tax evasion.

Operational planning and management of AML Inspections of regulated entities, breach identification reviews, inspection report development/review and remediation planning for European regulator. In depth investigations into regulated entities where inspections suggested systemic failures and likely use as vehicles for money laundering.

Financial Crime Compliance operating model design and implementation (including creation of desktop operating procedures) for both banks and regulators. Target Operation Model design for client onboarding function of a global private bank. First party lending fraud operating model design for corporate banking division of a global bank.

KYC remediation programme planning (including review of CDD sources of ID&V and assessment of Customer Risk Assessment methodology) for European banking group. CDD remediation oversight for UK bank. Design and management of Bearer Share and Tax Evasion global de-risking programmes. Anti-bribery and corruption policy remediation programme design and implementation.

Risk policy governance framework design and process for management of breaches. Governance design for multinational banking group.

Development and implementation of Financial Crime Compliance Management Information for multiple banks and regulators.